Lawton S. Lamb
AB Princeton. Lieutenant, U.S. Naval Reserve (1955-57). Joined firm in 1967 and a Principal since 1970. Formerly, Citibank and Scudder, Stevens & Clark. Director, Quebec-Labrador Foundation. Former Director, Woodrow Wilson Foundation. Former Trustee, Middlesex School; The Jackson Laboratory; Aircraft Owners and Pilots Association.

W. Reed Simmons
BSE Princeton; MBA Harvard; CPA Arthur Young. Lieutenant, Submarine Service, U.S. Naval Reserve (1967-71). Joined firm in 1975 and a Principal since 1977. Active management of options-oriented accounts for over 25 years; statistical evaluation of options based on historic volatility.

Thomas O. Boucher, Jr.
AB Colgate University. Joined firm in 1992 and a Principal since 1995. Formerly, Research in convertible, high-yield and municipal debt. General Partner, Ingalls & Snyder Value Partners, LP.

John J. Dougherty
BS Syracuse University. Joined firm in 1991 and a Principal since 1995. Formerly, and a credit analyst, Bank One, Columbus NA. Research in special-situation stocks, and distressed and convertible high-yield bonds. Volunteer, New York Athletic Club “Saturday Morning Boys Club”.

D. Roger B. Liddell
AB Princeton; MBA Finance, Columbia. Lieutenant, U.S. Naval Reserve (1967-72). Joined firm as Principal in 1988. Trustee and Chairman, American Historical Association Endowment; Board of Governors, The Hotchkiss School; Activist, Natural Resources Defense Council; Former Trustee Student Conservation Association; Former Trustee, New York School of Interior Design; Former Vice Chairman, Sierra Club, New York Chapter; Former Trustee, Episcopal School. Specialties: utilities and energy.

H. Shepard Boone
AB Colgate University. Joined firm in 1993 and a Principal since 1997. Formerly, Specializes in analysis of undervalued securities and distressed debt. Principal, MacBay LLC.

Thomas P. DiTosto
BA Colgate University. Joined firm in 1996 and a Principal since 1999. Formerly, Vice President, Sandler O’Neill & Partners and Wertheim Schroder. Financial analysis and individual account management. Trading and research in distressed and convertible high-yield bonds.

Christopher R. Siege
AB St. Lawrence University. Joined firm in 1995 and a Principal since 1997. Formerly, Financial analysis and account management. Trading and research in distressed and convertible high-yield bonds.