Robert A. Case
AB Harvard College; JD Harvard Law School; MBA Harvard Business School. Joined firm in 2011 as Chief Executive Officer. Formerly, J.P. Morgan, Citigroup, Smith Barney and Morgan Stanley. Career experience includes alternative investments, risk management, investment banking, research and private client services.

John J. Dougherty
BS Syracuse University. Joined firm in 1991 and a Principal since 1995. Formerly, and a credit analyst, Bank One, Columbus NA. Research in special-situation stocks, and distressed and convertible high-yield bonds. Volunteer, New York Athletic Club “Saturday Morning Boys Club”.

Lawton S. Lamb
BA Princeton. Lieutenant, U.S. Naval Reserve (1955-57). Joined firm in 1967 and a Principal since 1970. Formerly, Citibank and Scudder, Stevens & Clark. Director, Quebec-Labrador Foundation. Former Director, Woodrow Wilson Foundation. Former Trustee, Middlesex School; The Jackson Laboratory; Aircraft Owners and Pilots Association.

Keith Lane-Zucker
BA Hamilton College; MS Syracuse University; MBA Columbia University. Joined firm in 1999 and a Principal since 2004. Formerly, Societe Generale Asset Management Corp., and Booz-Allen & Hamilton. Research in undervalued international securities and special situations. Principal, Underhill Capital, LLC.

Guy R. Riegel
BA Kenyon College. Joined firm in 1982 and a Principal since 1993. Formerly, Citibank Private Banking Division. Managed individual accounts since 1982.

Thomas O. Boucher, Jr.
BA Colgate University. Joined firm in 1992 and a Principal since 1995. Formerly, Research in convertible, high-yield and municipal debt. General Partner, Ingalls & Snyder Value Partners, LP.

Thomas P. DiTosto
BA Colgate University. Joined firm in 1996 and a Principal since 1999. Formerly, Vice President, Sandler O’Neill & Partners and Wertheim Schroder. Financial analysis and individual account management. Trading and research in distressed and convertible high-yield bonds.

Christopher R. Siege
BA St. Lawrence University. Joined firm in 1995 and a Principal since 1997. Formerly, Financial analysis and account management. Trading and research in distressed and convertible high-yield bonds.

W. Reed Simmons
BSE Princeton; MBA Harvard; CPA Arthur Young. Lieutenant, Submarine Service, U.S. Naval Reserve (1967-71). Joined firm in 1975 and a Principal since 1977. Active management of options-oriented accounts for over 25 years; statistical evaluation of options based on historic volatility.

Frank Stolba
BBA Hofstra University; CPA Sheehan & Company. Joined firm in 1998 as Controller, Principal since 2001, Managing Director since 2011. Appointed Chief Financial Officer, Chief Compliance Officer and Chief Operating Officer in 2011.

Robert A. Case		Chief Executive Officer
Frank Stolba		Chief Financial Officer, Chief Compliance Officer, and Chief Operating Officer
J. Richard Popp		General Counsel
Janis Arnold		Human Resources Administrator